During the development blasting of circular tunnels, the detonation of multiple blastholes arranged on concentric circles induces a complex dynamic response in the surrounding rocks. This process involves multiple blast loadings, static stress unloadings, and stress redistributions. In this study, the dynamic stresses of the surrounding rocks during development blasting, considering multiple blasting-unloading stages with exponential paths and triangular paths (linear simplified paths of exponential paths), are solved based on the dynamic theory and the Fourier transform method. Then, a corresponding discrete element model is established using particle flow code (PFC). The multiple-stage dynamic stress and fracture distribution under different in situ stress levels and lateral coefficients are investigated. Theoretical results indicate that the peak compressive stresses in the surrounding rocks induced by both triangular and exponential paths are equal, while the triangular path generates greater additional dynamic tensile stresses, particularly in the circumferential direction, compared to the exponential path. Numerical results show that the exponential path causes less dynamic circumferential tensile damage and forms fewer radial fractures than the triangular path in the first few blast stages; conversely, it exacerbates the damage and instability in the final blasting-unloading stage and forms more circumferential fractures. Furthermore, the in situ stress determines which of the two opposite effects is dominant. Therefore, when using overly simplified triangular paths to evaluate the stability of surrounding rocks, potential overestimation or underestimation caused by different failure mechanisms should be considered. Specifically, under high horizontal and vertical stresses, the static stress redistribution with layer-by-layer blasting suppresses dynamic circumferential tensile and radial compressive damage. The damage evolution of surrounding rocks in multi-stage blasting under different in situ stresses is summarized and classified according to the damage mechanism and characteristics, which can guide blasting and support design. (c) 2025 Institute of Rock and Soil Mechanics, Chinese Academy of Sciences. Published by Elsevier B.V. This is an open access article under the CC BY-NC-ND license (http://creativecommons.org/licenses/by-nc-nd/ 4.0/).
The cyclic injection and production of fluids into and from underground gas storage (UGS) may lead to caprock failure, such as capillary sealing failure, hydraulic fracturing, shear failure, and fault slipping or dilation. The dynamic sealing capacity of a caprock-fault system is a critical constraint for safe operation, and is a key factor in determining the maximum operating pressure (MOP). This study proposed an efficient semi-analytical method for calculating changes in the in situ stress within the caprock. Next, the parameters of dynamic pore pressure, in situ stresses, and deformations obtained from reservoir simulations and geomechanical modeling were used for inputs for the analytical solution. Based on the calculated results, an experimental scheme for the coupled cyclic stress-permeability testing of caprock was designed. The stability analysis indicated that the caprock was not prone to fatigue shear failure under the current injection and production strategy, supported by the experimental results. The experimental results further reveal that the sealing capacity of caprock plugs may remain stable. This phenomenon is attributed to cyclic stress causing pore connectivity and microcrack initiation in certain plugs, while leading to pore compaction in others. A comparison between the dynamic pore pressure and the minimum principal stress suggests that the risk of tensile failure is extremely low. Furthermore, although the faults remain stable under the current injection and production strategies, the continuous increase in injection pressure may lead to an increased tendency for fault slip and dilation, which can cause fault slip ultimately. The MOPs corresponding to each failure mode were calculated. The minimum value of approximately 36.5 MPa at capillary sealing failure indicated that the gas breakthrough in the caprock occurred earlier than rock failure. Therefore, this minimum value can be used as the MOP for the target UGS. (c) 2025 Institute of Rock and Soil Mechanics, Chinese Academy of Sciences. Published by Elsevier B.V. This is an open access article under the CC BY-NC-ND license (http://creativecommons.org/licenses/by-nc-nd/ 4.0/).
The in-situ stress can significant influence the damage caused to rock. A comprehensive analysis of the in-situ stress field is essential for tunnel design, construction and geological monitoring. This study establishes a 3D geologic model using the finite difference method, explicit considering material heterogeneity through random field theory. After conducting 300 simulations, the distribution pattern of the in-situ stress field was statistically analyzed. The inversion accuracy, considering material heterogeneity, is superior to that for homogeneous materials at the measurement points, with smaller relative errors. The extent of in-situ stresses in both the horizontal and vertical directions of the model depend not only the burial depth but also on the physico-mechanical properties of the material. In particular, the distribution of the in-situ stress field exhibits heterogeneity in localized regions, influenced by the material's variability. In the river valley area, the river valley bank slopes are divided into three zones based on the stress force values: the stress release zone, the stress concentration zone, and the virgin rock stress zone. The stress distribution around the tunnel shows significant non-uniformity and irregular fluctuations, with alternating high-stress and low-stress regions. Notably, stress concentration occurs at the crown, sidewalls, and both sides of the tunnel bottom. These in-situ stress fields, which account for the spatial variability of rock parameters, provide a more realistic and accurate reference for engineering practice.
This study presents the classification and prediction of severity for brittle rock failure, focusing on failure behaviors and excessive determination based on damage depth. The research utilizes extensive field survey data from the Shuangjiangkou Hydropower Station and previous research findings. Based on field surveys and previous studies, four types of brittle rock failure with different failure mechanisms are classified, and then a prediction method is proposed. This method incorporates two variables, i.e. Kv (modified rock mass integrity coefficient) and GSI (geological strength index). The prediction method is applied to the first layer excavation of the powerhouse cavern of Shuangjiangkou Hydropower Station. The results show that the predicted brittle rock failure area agrees with the actual failure area, demonstrating the method's applicability. Next, it extends to investigate brittle rock failure in two locations. The first is the k0+890 m of the traffic cavern, and the second one is at K0-64 m of the main powerhouse. The criterion-based prediction indicates a severity brittle rock failure in the K0+890 m section, and a moderate brittle rock failure in the K0-64 m section, which agrees with the actual occurrence of brittle rock failure in the field. The understanding and application of the prediction method using Kv and GSI are vital for implementing a comprehensive brittle rock failure prediction process in geological engineering. To validate the adaptability of this criterion across diverse tunnel projects, a rigorous verification process using statistical findings was conducted. The assessment outcomes demonstrate high accuracy for various tunnel projects, allowing establishment of the correlations that enable valuable conclusions regarding brittle rock failure occurrence. Further validation and refinement through field and laboratory testing, as well as simulations, can broaden the contribution of this method to safer and more resilient underground construction. (c) 2024 Institute of Rock and Soil Mechanics, Chinese Academy of Sciences. Published by Elsevier B.V. This is an open access article under the CC BY license (http://creativecommons.org/licenses/by/4.0/).
Development and production from fractured reservoirs require extensive knowledge about the reservoir structures and in situ stress regimes. For this, this paper investigates fractures and the parameters (aperture and density) through a combination of wellbore data and geomechanical laboratory testing in three separate wells in the Asmari reservoir, Zagros Belt, Iran. The Asmari reservoir (Oligo-Miocene) consists mainly of calcitic and dolomitic rocks in depths of 2000-3000 m. Based on the observation of features in several wellbores, the orientation and magnitude of the in situ stresses along with their influence on reservoir-scale geological structures and neotectonics were determined. The study identifies two regional tectonic fracture settings in the reservoir: one set associated with longitudinal and diagonal wrinkling, and the other related to faulting. The former, which is mainly of open fractures with a large aperture, is dominant and generally oriented in the N45 degrees-90 degrees W direction while the latter is obliquely oriented relative to the bedding and characterized by N45 degrees-90 degrees E. The largest aperture is found in open fractures that are longitudinal and developed in the dolomitic zones within a complex stress regime. Moreover, analysis of drilling-induced fractures (DIFs) and borehole breakouts (BBs) from the image logs revealed that the maximum horizontal stress (SHmax) orientation in these three wells is consistent with the NE-SW regional trend of the SHmax (maximum principal horizontal stress) in the Zagros Belt. Likewise, the stress magnitude obtained from geomechanical testing and poroelastic equations confirmed a variation in stress regime from normal to reverse, which changes in regard to active faults in the study area. Finally, a relationship between the development degree of open fractures and in situ stress regime was found. This means that in areas where the stress regime is complex and reverse, fractures would exhibit higher density, dip angle, and larger apertures. (c) 2024 Institute of Rock and Soil Mechanics, Chinese Academy of Sciences. Published by Elsevier B.V. This is an open access article under the CC BY-NC-ND license (http://creativecommons.org/licenses/by-nc-nd/ 4.0/).
This study aims to investigate the feasibility of deriving in situ horizontal stresses from the breakout width and depth using the analytical method. Twenty-three breakout data with different borehole sizes were collected and three failure criteria were studied. Based on the Kirsch equations, relatively accurate major horizontal stress (a H ) estimations from known minor horizontal stress (a h ) were achieved with percentage errors ranging from 0.33% to 44.08% using the breakout width. The Mogi-Coulomb failure criterion (average error: 13.1%) outperformed modi fied Wiebols-Cook (average error: 19.09%) and modi fied Lade (average error: 18.09%) failure criteria. However, none of the tested constitutive models could yield reasonable a h predictions from known a H using the same approach due to the analytical expression of the redistributed stress and the nature of the constitutive models. In consideration of this issue, the horizontal stress ratio (a H /a h ) is suggested as an alternative input, which could estimate both a H and a h with the same level of accuracy. Moreover, the estimation accuracies for both large-scale and laboratory-scale breakouts are comparable, suggesting the applicability of this approach across different breakout sizes. For breakout depth, conformal mapping and complex variable method were used to calculate the stress concentration around the breakout tip, allowing the expression of redistributed stresses using binomials composed of a H and a h . Nevertheless, analysis of the breakout depth stabilisation mechanism indicates that additional parameters are required to utilise normalised breakout depth for stress estimation compared to breakout width. These parameters are challenging to obtain, especially under field conditions, meaning utilising normalised breakout depth analytically in practical applications faces signi ficant challenges and remains infeasible at this stage. Nonetheless, the normalised breakout depth should still be considered a critical input for any empirical and statistical stress estimation method given its signi ficant correlation with horizontal stresses. The outcome of this paper is expected to contribute valuable insights into the breakout stabilisation mechanisms and estimation of in situ stress magnitudes based on borehole breakout geometries. (c) 2024 Institute of Rock and Soil Mechanics, Chinese Academy of Sciences. Production and hosting by Elsevier B.V. This is an open access article under the CC BY-NC-ND license (http://creativecommons.org/ licenses/by-nc-nd/4.0/).